The firm requires this feature to prevent potential Regulation F issues, which will also reduce the risk of client audit defects. In addition, this feature will enable the firm to continue servicing customers in the manner our clients expect once the 7-day period has elapsed.
The firm requires this feature to prevent potential Regulation F issues, which will also reduce the risk of client audit defects. In addition, this feature will enable the firm to continue servicing customers in the manner our clients expect once the 7-day period has elapsed.